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CSRC solicits opinions on the Administrative Measures for Margin Trading and Short Selling Transactions of Securities Firms
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Chinese
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Category:Legislative Updates
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Subject:Finance ; Insurance
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Keywords:margin trading and short selling transactions; supervision
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Source:Pkulaw
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Publish Date:07-02-2015
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The China Securities Regulatory Commission recently released the Administrative Measures for Margin Trading and Short Selling Transactions of Securities Firms for public opinions. On one hand, the revision, strengthens supervision and risk control, intensifies requirements on independent adjustment and business risk control of securities firms, improves the supervision mechanism, specifies the bottom line of supervision, advances the protection of investor rights and interests, and requests securities firms to balance the business scale and capital strengthen; on the other hand, it cancels some restrictive provisions which are not adaptable to the actual development of business.
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