May 31, 2010
>>>Welcome visitor, you're not logged in.
Login   Subscribe Now!
Home User Management About Us Chinese
  Bookmark   Download   Print
Search:  serch "Fabao" Window Font Size: Home PageHome PageHome Page
Notice of China Securities Regulatory Commission on Further Strengthening the Real Name Administration in Opening Accounts in Futures Companies [Expired]
中国证券监督管理委员会关于进一步加强期货公司开户环节实名制工作的通知 [失效]
Notice of China Securities Regulatory Commission on Further Strengthening the Real Name Administration in Opening Accounts in Futures Companies
(No.257 [2007] of China Securities Regulatory Commission)
All futures companies:
For the purpose of regulating the operation of futures companies, deepening education toward investors and protecting the legitimate rights and interests of investors, we hereby notify issues concerning strengthening the real name administration in the link of opening accounts in futures companies as follows for your earnest compliance and implementation:


I. From December 1st, 2007, when a futures investor handles the account opening formalities for the first time or applies for a new transaction code, the futures company concerned shall, in accordance with the requirements of this Notice, further strengthen the real name administration and collect and keep the investor's image information.
II. A natural person investor shall handle the account opening formalities and sign the account opening documents in person, and may not authorize any agent to do so. His identity certificate must be produced when handling the formalities and the futures company concerned shall check and verify his real identity by crosscheck.
As for an institution investor, the power of attorney, the agent's identity certificate and other certificates required must be produced. The futures company concerned shall check and verify the real identity of the agent by crosscheck.
III. A futures company shall check and verify by crosscheck whether an investor's futures settlement account name is fully identical with his/its name. When opening account, the futures company shall check the investor's name indicated in the Application Form for Opening Account, the Investor Futures Settlement Account Registration Form, the Futures Brokerage Contract and other application materials submitted for opening account, as well as the investor's futures settlement account name to make sure that they are accurate and identical with each other.
If an investor changes his/its futures settlement account after the formalities, the futures company concerned shall re-check and re-verify.
IV. When opening account, the image information of the investor which must be collected and kept at real-time by the futures company shall include: if the investor is a natural person, a head photo of the investor in the front face and the scanning document of his identity certificate; if the investor is an institution, the head photo of the agent in the front face, the scanning document of the agent's identity certificate, the business certificate of the institution (duplicate) and the scanning document of the organizational code certificate.

Dear visitor,you are attempting to view a subscription-based section of If you are already a subscriber, please login to enjoy access to our databases . If you are not a subscriber, please subscribe . Should you have any questions, please contact us at:
+86 (10) 8268-9699 or +86 (10) 8266-8266 (ext. 153)
Mobile: +86 133-1157-0713
Fax: +86 (10) 8266-8268


您好:您现在要进入的是北大法律英文网会员专区,如您是我们英文用户可直接 登录,进入会员专区查询您所需要的信息;如您还不是我们 的英文用户,请注册并交纳相应费用成为我们的英文会员 。如有问题请来电咨询;
Tel: +86 (10) 82689699, +86 (10) 82668266 ext. 153
Mobile: +86 13311570713
Fax: +86 (10) 82668268

【法宝引证码】        北大法宝
Message: Please kindly comment on the present translation.
Confirmation Code:
Click image to reset code!
  Translations are by, and we retain exclusive copyright over content found on our website except for content we publish as authorized by respective copyright owners or content that is publicly available from government sources.

Due to differences in language, legal systems, and culture, English translations of Chinese law are for reference purposes only. Please use the official Chinese-language versions as the final authority. and its staff will not be directly or indirectly liable for use of materials found on this website.

We welcome your comments and suggestions, which assist us in continuing to improve the quality of our materials.
Home | Products and Services | FAQ | Disclaimer | Chinese | Site Map
©2012 Chinalawinfo Co., Ltd.  Tel: +86 (10) 8268-9699  京ICP证010230-8